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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-06-05
TX RA APPROVED 2026-06-05
  • NY RA
    APPROVED
    Since 2026-06-05
  • TX RA
    APPROVED
    Since 2026-06-05

Branch Locations

Plainview, NY • United States

200 Broadhollow Rd Ste 302, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Melville NY 06/2026 Present
Wells Fargo Clearing Services, Llc Woodbury NY 08/2022 06/2026
Able Equipment Rental Deer Park NY 06/2018 03/2020
Budd Morgan Alarm Co. Bellmore NY 04/2020 08/2022
University At Buffalo Buffalo NY 09/2015 06/2018
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-16
S63 Uniform Securities Agent State Law Examination 2023-12-22
  • S66 Uniform Combined State Law Examination
    2024-05-16
  • S63 Uniform Securities Agent State Law Examination
    2023-12-22

View on SEC IAPD

Other Firms

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