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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-06-04
  • NY RA
    APPROVED
    Since 2025-06-04

Branch Locations

1064 Old Country Road, Plainview, NY 11803 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nuwalkup.cOm Great Neck NY 12/2017 05/2021
Morgan Wilshire Securities Inc. Garden City NY 05/2021 03/2024
Unemployed Queens NY 05/2015 11/2017
Mml Investors Services, Llc New York NY 08/2024 04/2025
Massmutual Life Insurance Comapny New York NY 03/2024 04/2025
Visionworks Of America, Inc. Little Neck NY 12/2018 05/2019
Morgan Wilshire Securities, Inc. New York NY 12/2021 07/2023
J.P. Morgan Securities Llc Plainview NY 05/2025 Present
Yaniv Hakim/Fifth Avenue Financial New York NY 03/2024 04/2025
Ayr Management 26 Llc Astoria NY 08/2022 Present
Fifth Avenue Financial New York NY 03/2024 04/2025
Jpmorgan Chase Bank, N.A. Plainview NY 05/2025 Present
  • 12/2017 → 05/2021
    Nuwalkup.cOm
    Great Neck, NY
  • 05/2021 → 03/2024
    Morgan Wilshire Securities Inc.
    Garden City, NY
  • 05/2015 → 11/2017
    Unemployed
    Queens, NY
  • 08/2024 → 04/2025
    New York, NY
  • 03/2024 → 04/2025
    Massmutual Life Insurance Comapny
    New York, NY
  • 12/2018 → 05/2019
    Visionworks Of America, Inc.
    Little Neck, NY
  • 12/2021 → 07/2023
    Morgan Wilshire Securities, Inc.
    New York, NY
  • 05/2025 → Present
    Plainview, NY
  • 03/2024 → 04/2025
    Yaniv Hakim/Fifth Avenue Financial
    New York, NY
  • 08/2022 → Present
    Ayr Management 26 Llc
    Astoria, NY
  • 03/2024 → 04/2025
    Fifth Avenue Financial
    New York, NY
  • 05/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Plainview, NY
Previous Registrations
Other Businesses

NAME: AYR MANAGEMENT 26 LLC INV REL: NO ADD: ASTORIA, NY NATURE: INVESTMENT/OWNER POSITION: SILENT PARTNER START DATE: 08/01/2022 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DUTIES: PROVIDING CAPITAL TO REAL ESTATE PROPERTY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-11
S63 Uniform Securities Agent State Law Examination 2022-12-23
  • S66 Uniform Combined State Law Examination
    2024-10-11
  • S63 Uniform Securities Agent State Law Examination
    2022-12-23

View on SEC IAPD

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