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Stephen Patrick Koons

Citizens Securities, Inc.

Conshohocken, PA

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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-08-25
AZ RA APPROVED 2026-08-19
AR RA APPROVED 2026-08-12
NC RA APPROVED 2026-08-12
HI RA APPROVED 2026-08-10
AL RA APPROVED 2026-08-07
MS RA APPROVED 2026-08-07
CO RA APPROVED 2026-08-06
IL RA APPROVED 2026-08-06
KY RA APPROVED 2026-08-06
MI RA APPROVED 2026-08-06
NE RA APPROVED 2026-08-06
NH RA APPROVED 2026-08-06
ND RA APPROVED 2026-08-06
OK RA APPROVED 2026-08-06
OR RA APPROVED 2026-08-06
VT RA APPROVED 2026-08-06
WV RA APPROVED 2026-08-06
AK RA APPROVED 2026-08-05
FL RA APPROVED 2026-08-05
GA RA APPROVED 2026-08-05
MT RA APPROVED 2026-08-05
NM RA APPROVED 2026-08-05
RI RA APPROVED 2026-08-05
TX RA APPROVED_RES 2026-08-05
VA RA APPROVED 2026-08-05
WY RA APPROVED 2026-08-05
CA RA APPROVED 2026-08-04
CT RA APPROVED 2026-08-04
DE RA APPROVED 2026-08-04
ID RA APPROVED 2026-08-04
IN RA APPROVED 2026-08-04
IA RA APPROVED 2026-08-04
KS RA APPROVED 2026-08-04
LA RA APPROVED 2026-08-04
ME RA APPROVED 2026-08-04
MD RA APPROVED 2026-08-04
MN RA APPROVED 2026-08-04
MO RA APPROVED 2026-08-04
NV RA APPROVED 2026-08-04
NJ RA APPROVED 2026-08-04
NY RA APPROVED 2026-08-04
OH RA APPROVED 2026-08-04
PA RA APPROVED 2026-08-04
SD RA APPROVED 2026-08-04
UT RA APPROVED 2026-08-04
WA RA APPROVED 2026-08-04
WI RA APPROVED 2026-08-04
  • SC RA
    APPROVED
    Since 2026-08-25
  • AZ RA
    APPROVED
    Since 2026-08-19
  • AR RA
    APPROVED
    Since 2026-08-12
  • NC RA
    APPROVED
    Since 2026-08-12
  • HI RA
    APPROVED
    Since 2026-08-10
  • AL RA
    APPROVED
    Since 2026-08-07
  • MS RA
    APPROVED
    Since 2026-08-07
  • CO RA
    APPROVED
    Since 2026-08-06
  • IL RA
    APPROVED
    Since 2026-08-06
  • KY RA
    APPROVED
    Since 2026-08-06
  • MI RA
    APPROVED
    Since 2026-08-06
  • NE RA
    APPROVED
    Since 2026-08-06
  • NH RA
    APPROVED
    Since 2026-08-06
  • ND RA
    APPROVED
    Since 2026-08-06
  • OK RA
    APPROVED
    Since 2026-08-06
  • OR RA
    APPROVED
    Since 2026-08-06
  • VT RA
    APPROVED
    Since 2026-08-06
  • WV RA
    APPROVED
    Since 2026-08-06
  • AK RA
    APPROVED
    Since 2026-08-05
  • FL RA
    APPROVED
    Since 2026-08-05
  • GA RA
    APPROVED
    Since 2026-08-05
  • MT RA
    APPROVED
    Since 2026-08-05
  • NM RA
    APPROVED
    Since 2026-08-05
  • RI RA
    APPROVED
    Since 2026-08-05
  • TX RA
    APPROVED_RES
    Since 2026-08-05
  • VA RA
    APPROVED
    Since 2026-08-05
  • WY RA
    APPROVED
    Since 2026-08-05
  • CA RA
    APPROVED
    Since 2026-08-04
  • CT RA
    APPROVED
    Since 2026-08-04
  • DE RA
    APPROVED
    Since 2026-08-04
  • ID RA
    APPROVED
    Since 2026-08-04
  • IN RA
    APPROVED
    Since 2026-08-04
  • IA RA
    APPROVED
    Since 2026-08-04
  • KS RA
    APPROVED
    Since 2026-08-04
  • LA RA
    APPROVED
    Since 2026-08-04
  • ME RA
    APPROVED
    Since 2026-08-04
  • MD RA
    APPROVED
    Since 2026-08-04
  • MN RA
    APPROVED
    Since 2026-08-04
  • MO RA
    APPROVED
    Since 2026-08-04
  • NV RA
    APPROVED
    Since 2026-08-04
  • NJ RA
    APPROVED
    Since 2026-08-04
  • NY RA
    APPROVED
    Since 2026-08-04
  • OH RA
    APPROVED
    Since 2026-08-04
  • PA RA
    APPROVED
    Since 2026-08-04
  • SD RA
    APPROVED
    Since 2026-08-04
  • UT RA
    APPROVED
    Since 2026-08-04
  • WA RA
    APPROVED
    Since 2026-08-04
  • WI RA
    APPROVED
    Since 2026-08-04

Branch Locations

300 Barr Harbor Drive, Suite 450 Mailstop: Pabh10, Conshohocken, PA 19428 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 09/2022 09/2023
Xpress Energy Phoenixville PA 05/2017 07/2022
Wn Campaigns Orlando FL 05/2021 08/2021
Xpress Energy Phoenixville PA 01/2021 05/2021
Rollins College Winter Park FL 08/2018 05/2019
Penn State University State College PA 06/2016 05/2018
Laborcity 201 King Of Prussia Rd., Ste. 501 PA 03/2017 08/2017
Don Quijote School Madrid 05/2019 06/2019
Rollins College Winter Park FL 06/2019 12/2020
Ameriprise Financial Services, Llc Exton PA 10/2023 08/2024
Equitable Advisors Llc New York NY 10/2024 08/2026
Citizens Securities, Inc. Conshohocken PA 08/2026 Present
  • 09/2022 → 09/2023
    The Vanguard Group, Inc.
    Malvern, PA
  • 05/2017 → 07/2022
    Xpress Energy
    Phoenixville, PA
  • 05/2021 → 08/2021
    Wn Campaigns
    Orlando, FL
  • 01/2021 → 05/2021
    Xpress Energy
    Phoenixville, PA
  • 08/2018 → 05/2019
    Rollins College
    Winter Park, FL
  • 06/2016 → 05/2018
    Penn State University
    State College, PA
  • 03/2017 → 08/2017
    Laborcity
    201 King Of Prussia Rd., Ste. 501, PA
  • 05/2019 → 06/2019
    Don Quijote School
    Madrid
  • 06/2019 → 12/2020
    Rollins College
    Winter Park, FL
  • 10/2023 → 08/2024
    Ameriprise Financial Services, Llc
    Exton, PA
  • 10/2024 → 08/2026
    Equitable Advisors Llc
    New York, NY
  • 08/2026 → Present
    Citizens Securities, Inc.
    Conshohocken , PA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-30
S63 Uniform Securities Agent State Law Examination 2022-11-07
  • S65 Uniform Investment Adviser Law Examination
    2023-11-30
  • S63 Uniform Securities Agent State Law Examination
    2022-11-07
Other Names
  • Stephen Koons
  • Stephen Patrick Koons
  • Stephen Patrick Koons

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · CONSHOHOCKEN, PA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · Conshohocken, PA
ARSENAL CAPITAL ADVISORS LLC · CONSHOHOCKEN, PA
UBS FINANCIAL SERVICES INC. · CONSHOHOCKEN, PA
INDEPENDENT FINANCIAL PARTNERS · Conshohocken, PA
HBKS WEALTH ADVISORS · CONSHOHOCKEN, PA
WILLIAM BLAIR · CONSHOHOCKEN, PA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CONSHOHOCKEN, PA

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