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James Patrick Stover

Sem Wealth Management

Tucson, AZ

Littleton, CO

CRD 5161221

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Employer firm

Sem Wealth Management CRD 112142

$933M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Sem Wealth Management

7367 E. Tanque Verde Rd, Tucson, AZ 85715-3475 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2006-10-06
  • CO RA
    APPROVED
    Since 2006-10-06

Branch Locations

7367 E. Tanque Verde Rd, Tucson, AZ 85715-3475 • United States

Littleton, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Distribution Systems, Inc. Arvada CO 02/2005 Present
Stover Consulting Corp Littleton CO 04/2015 Present
  • 02/2005 → Present
    Distribution Systems, Inc.
    Arvada, CO
  • 04/2015 → Present
    Stover Consulting Corp
    Littleton, CO
Other Businesses

PARTNER/EMPLOYEE OF A COMPANY THAT PROVIDES SALES AND MARKETING SOLUTIONS, SALES COACH AND SALES MANAGEMENT FOR SMALL TO MID-SIZE FINANCIAL SERVICE COMPANIES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-10-05
  • S65 Uniform Investment Adviser Law Examination
    2006-10-05
Other Names
  • Jim Patrick Stover

View on SEC IAPD

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