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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-01-08
  • WA RA
    APPROVED
    Since 2024-01-08

Branch Locations

701 Pike Street Suite 2100, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Seattle WA 08/2022 Present
Progeny 3 Inc. Seattle WA 06/2021 08/2021
Sand Point Country Club Seattle WA 12/2018 08/2020
Sand Point Country Club Seattle WA 04/2018 12/2018
Sand Point Country Club Seattle WA 02/2016 12/2018
Gonzaga University Spokane WA 08/2018 05/2022
Seattle Preparatory School Seattle WA 08/2014 06/2018
  • 08/2022 → Present
    Seattle, WA
  • 06/2021 → 08/2021
    Progeny 3 Inc.
    Seattle, WA
  • 12/2018 → 08/2020
    Sand Point Country Club
    Seattle, WA
  • 04/2018 → 12/2018
    Sand Point Country Club
    Seattle, WA
  • 02/2016 → 12/2018
    Sand Point Country Club
    Seattle, WA
  • 08/2018 → 05/2022
    Gonzaga University
    Spokane, WA
  • 08/2014 → 06/2018
    Seattle Preparatory School
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-05
  • S66 Uniform Combined State Law Examination
    2024-01-05
Designations

View on SEC IAPD

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