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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-05
IN RA APPROVED 2019-02-06
  • TX RA
    APPROVED_RES
    Since 2023-01-05
  • IN RA
    APPROVED
    Since 2019-02-06

Branch Locations

9800 Connecticut Drive, Crown Point, IN 46307 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investors Capital Corporation Lynnfield MA 06/2015 10/2016
Cetera Advisors Llc Denver CO 10/2016 12/2018
Thiernau Financial Services, Inc Dyer IN 01/2017 07/2017
Envoy Wealth Management Llc Whiting IN 10/2017 Present
Cambridge Investment Research, Inc. Fairfield IA 01/2019 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2019 Present
  • 06/2015 → 10/2016
    Investors Capital Corporation
    Lynnfield, MA
  • 10/2016 → 12/2018
    Cetera Advisors Llc
    Denver, CO
  • 01/2017 → 07/2017
    Thiernau Financial Services, Inc
    Dyer, IN
  • 10/2017 → Present
    Envoy Wealth Management Llc
    Whiting, IN
  • 01/2019 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 01/2019 → Present
    Fairfield, IA
Previous Registrations
  • 2017-04-07 → 2018-12-31
    Cetera Advisors Llc
    Whiting, IN
    Homewood, IL
    Whiting, IN
Other Businesses

1. DBA ENVOY WEALTH MANAGEMENT LLC, 1518 119TH ST ST 405, WHITING, IN, 10/2017. FINANCIAL ADVISOR, INV REL- 50/WK-32.5/TRADING. 2. PARK FOREST HISTORICAL SOCIETY, 227 MONEE RD, PARK FOREST, IL, 09/24/2017, BOARD MEMBER, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 5HR/MO-0/TRADING. 3. ENVOY WEALTH MANAGEMENT LLC, 1518 119TH ST STE 405, WHITING, IN, 06/2018. NOTARY PUBLIC, NIR-1/MO-1/TRADING. 4. ENVOY WEALTH MANAGEMENT LLC, 1518 119TH ST STE 405, WHITING, IN, 04/2012. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-8/MO-6/TRADING. 5. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 6. ACT OF GRACE, INC, 1710 OAKWOOD AVE, DEKALB, IL, 09/01/2020, BOARD MEMBER, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 4/MO- 0/TRADING 7. THIRD BRIDGE GROUP, 1411 Broadway, 31st Floor, New York NY 10018, United States, 05/20/2022, Surveyor, Expert Witness, NIR, 1 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-30
S63 Uniform Securities Agent State Law Examination 2011-10-03
  • S66 Uniform Combined State Law Examination
    2017-03-30
  • S63 Uniform Securities Agent State Law Examination
    2011-10-03
Other Names
  • Christopher W Janota
  • Chris Janota

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