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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-05 |
| IN | RA | APPROVED | 2019-02-06 |
Branch Locations
9800 Connecticut Drive, Crown Point, IN 46307 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investors Capital Corporation | Lynnfield | MA | 06/2015 | 10/2016 |
| Cetera Advisors Llc | Denver | CO | 10/2016 | 12/2018 |
| Thiernau Financial Services, Inc | Dyer | IN | 01/2017 | 07/2017 |
| Envoy Wealth Management Llc | Whiting | IN | 10/2017 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2019 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2019 | Present |
1. DBA ENVOY WEALTH MANAGEMENT LLC, 1518 119TH ST ST 405, WHITING, IN, 10/2017. FINANCIAL ADVISOR, INV REL- 50/WK-32.5/TRADING. 2. PARK FOREST HISTORICAL SOCIETY, 227 MONEE RD, PARK FOREST, IL, 09/24/2017, BOARD MEMBER, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 5HR/MO-0/TRADING. 3. ENVOY WEALTH MANAGEMENT LLC, 1518 119TH ST STE 405, WHITING, IN, 06/2018. NOTARY PUBLIC, NIR-1/MO-1/TRADING. 4. ENVOY WEALTH MANAGEMENT LLC, 1518 119TH ST STE 405, WHITING, IN, 04/2012. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-8/MO-6/TRADING. 5. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 6. ACT OF GRACE, INC, 1710 OAKWOOD AVE, DEKALB, IL, 09/01/2020, BOARD MEMBER, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 4/MO- 0/TRADING 7. THIRD BRIDGE GROUP, 1411 Broadway, 31st Floor, New York NY 10018, United States, 05/20/2022, Surveyor, Expert Witness, NIR, 1 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 2011-10-03 |
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