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John Timothy Harris

Ameriprise Financial Services, LLC

Waterville, OH

Toledo, OH

CRD 7617813

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-14
OH RA APPROVED 2023-03-23
  • TX RA
    APPROVED
    Since 2023-06-14
  • OH RA
    APPROVED
    Since 2023-03-23

Branch Locations

Waterville, OH • United States

2244 Centennial Rd., Toledo, OH 43617-1870 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Toledo OH 08/2022 Present
Costco Wholesale Toledo OH 11/2019 08/2022
United States Marine Corps Jacksonville NC 02/2015 01/2019
Target Holland OH 06/2019 11/2019
Bill's Home Improvement Toledo OH 01/2019 06/2019
  • 08/2022 → Present
    Ameriprise Financial Services, Llc
    Toledo, OH
  • 11/2019 → 08/2022
    Costco Wholesale
    Toledo, OH
  • 02/2015 → 01/2019
    United States Marine Corps
    Jacksonville, NC
  • 06/2019 → 11/2019
    Target
    Holland, OH
  • 01/2019 → 06/2019
    Bill's Home Improvement
    Toledo, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-01-04
S63 Uniform Securities Agent State Law Examination 2022-11-21
  • S65 Uniform Investment Adviser Law Examination
    2023-01-04
  • S63 Uniform Securities Agent State Law Examination
    2022-11-21
Other Names
  • John Timothy Harris
  • John Timothy Harris Jr

View on SEC IAPD

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Nearby Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WATERVILLE, OH
FIFTH THIRD SECURITIES, INC. · WATERVILLE, OH
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Waterville, OH

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