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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-04-17
  • OH RA
    APPROVED
    Since 2019-04-17

Branch Locations

1200 Michigan Ave Suite A, Waterville, OH 43566 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 03/2003 04/2019
Raymond James Financial Services, Inc. Waterville OH 04/2019 Present
Raymond James Financial Services Advisors Waterville OH 04/2019 Present
Parsons Wealth Partners Waterville OH 04/2019 Present
  • 03/2003 → 04/2019
    St. Louis, MO
  • 04/2019 → Present
    Raymond James Financial Services, Inc.
    Waterville, OH
  • 04/2019 → Present
    Raymond James Financial Services Advisors
    Waterville, OH
  • 04/2019 → Present
    Parsons Wealth Partners
    Waterville, OH
Previous Registrations
  • 2007-01-24 → 2019-04-23
    Waterville, OH
    Waterville, OH
Other Businesses

(1)Name of Business: Parsons Wealth Partners Address: 1200 Michigan Ave Ste A, Waterville, OH, 43566, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/17/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: FA support system

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-03-13
  • S63 Uniform Securities Agent State Law Examination
    2004-03-13
Other Names
  • Kari A Baker
  • Kari A Fern
  • Kari Annette Fern

View on SEC IAPD

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