Best Investors Account Sign in

Kelly Nicole Sain Peklo

Charles Schwab & Co., Inc.

Omaha, NE

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2021-01-25
  • NE RA
    APPROVED
    Since 2021-01-25

Branch Locations

200 S. 108 Ave, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Bellevue NE 01/2008 01/2021
Charles Schwab & Co., Inc. Omaha NE 01/2021 Present
Charles Schwab Bank Omaha NE 07/2025 Present
Charles Schwab Trust Bank Omaha NE 07/2025 Present
Charles Schwab Premier Bank Omaha NE 07/2025 Present
  • 01/2008 → 01/2021
    Td Ameritrade
    Bellevue, NE
  • 01/2021 → Present
    Charles Schwab & Co., Inc.
    Omaha, NE
  • 07/2025 → Present
    Charles Schwab Bank
    Omaha, NE
  • 07/2025 → Present
    Charles Schwab Trust Bank
    Omaha, NE
  • 07/2025 → Present
    Charles Schwab Premier Bank
    Omaha, NE
Previous Registrations
  • 2008-10-24 → 2021-01-29
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
    Omaha, NE
  • 2008-10-24 → 2010-12-31
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 2007-05-23 → 2008-01-09
    Securities America Advisors, Inc.
    La Vista, NE
  • 2006-08-22 → 2007-05-23
    Securian Financial Services, Inc.
    Omaha, NE
Other Businesses

1) Mary Our Queen Parish | Investment Related:No|3405 S 118th Street|Omaha|NE|68144|USA|Nonprofit Charitable Organizations|Director of Religious Education|7/1/2025|More than 40|0|lead the Religious Education program for parishoners at Mary Our Queen parish, grades K-8.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-27
  • S66 Uniform Combined State Law Examination
    2006-07-27
Other Names
  • Kelly Nicole Sain

View on SEC IAPD

Other Firms

EQUITABLE ADVISORS, LLC
MML INVESTORS SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
LPL ENTERPRISE, LLC
PFS INVESTMENTS INC.
HILEY HUNT WEALTH MANAGEMENT, INC.
INTEGRITY ALLIANCE, LLC.

Other Investors

SCOTT ALLEN SLADOVNIK
MARK ALLEN LUDWIG
Nathaniel Phillip Beam
ERIK R. ADEN
KYLEE LIN SIMON
Jack Edward Wolfgram
Bradley Thomas Kenyon
PAUL PATRICK KEATTS

Other Offices

EQUITABLE ADVISORS, LLC · OMAHA, NE
EQUITABLE ADVISORS, LLC · OMAHA, NE
MML INVESTORS SERVICES, LLC · Omaha, NE
AMERIPRISE FINANCIAL SERVICES, LLC · OMAHA, NE
CETERA INVESTMENT ADVISERS LLC · OMAHA, NE
LPL ENTERPRISE, LLC · OMAHA, NE
PFS INVESTMENTS INC. · OMAHA, NE
PFS INVESTMENTS INC. · Omaha, NE

More in Omaha, NE

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor