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2919 Allen Pkwy, Houston, TX 77019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-29 |
| UT | RA | APPROVED | 2026-06-08 |
| WY | RA | APPROVED | 2026-06-08 |
| CO | RA | APPROVED | 2026-04-28 |
Branch Locations
165 South Union Boulevard Suite 600, Lakewood, CO 80228 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Denver | CO | 08/2022 | 04/2026 |
| Tiaa | Denver | CO | 08/2022 | 03/2026 |
| Rocky Mountain Sewing And Vacuum | Arvada | CO | 01/2019 | 08/2022 |
| Aftco (Lodo Self Storage) | Denver | CO | 05/2018 | 01/2019 |
| Little Britches Kids Resale Llc | Westminster | CO | 04/2014 | 06/2018 |
| Valic Financial Advisors Inc | Denver | CO | 04/2026 | Present |
BRENDA RITZ SEWING POSITION: Owner/seamstress NATURE: Home sewing business involving alterations, interior design, new creations and private sewing lessons. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: 4645 Flower St., Wheat Ridge CO 80033, United States DESCRIPTION: Meet with clients to assess sewing needs and complete projects. Also teach students to sew. DOOR DASH POSITION: Driver NATURE: Delivery of items ordered by individuals via offers through an app. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 06/29/2026 ADDRESS: 303 @nd St South Tower, Suite 800, San Francisco CA 94107, United States DESCRIPTION: Pick up and delivery of items ordered by customers.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 2022-10-25 |
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