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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-12-14 |
| PA | RA | APPROVED | 2022-11-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pittsburg | PA | 08/2022 | Present |
| Bank Of America, N.A. | Pittsburg | PA | 08/2022 | Present |
| Pnc Financial Services | Monroeville | PA | 02/2021 | 07/2022 |
| Saks Off Fifth | Pittsburgh | PA | 08/2020 | 02/2021 |
| Transtar/United States Steel | Duquesne | PA | 08/2019 | 08/2020 |
| Csx Transportation | Newell | PA | 07/2010 | 08/2019 |
I*1468277For profit or not for profit: Entity For ProfitName of outside business organization: Apex Energy LeaseInvestment related: NAddress of business: Irwin, Pennsylvania, 15642, United StatesNature of business: ["HOA, Co-op, Freehold"]Position, title, association: ["Other"], Start date of relationship: 9/6/2023Number of hours devoted: 0 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: Leasing rights for OGM rights of Primary residence, Natural Gas Lease of Primary Property, no responsibilities to be performed. I*2600260, Entity Type: Entity Charitable, Name of OBA: Westmoreland Symphony Orchestra, Address: Greensburg, Pennsylvania, 15601, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 07/16/2025, No Hours: 4 Monthly, No Hours during Trading: 0 Monthly, Duties: To promote musical enrichment through quality performances and education to a broad-based audience in the Westmoreland region.To help promote and drive increased attendance for the orchestra and the teaching academy.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-04 |
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