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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-14
PA RA APPROVED 2022-11-07
  • TX RA
    APPROVED
    Since 2022-12-14
  • PA RA
    APPROVED
    Since 2022-11-07

Branch Locations

1225 S Main St, Greensburg, PA 15601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pittsburg PA 08/2022 Present
Bank Of America, N.A. Pittsburg PA 08/2022 Present
Pnc Financial Services Monroeville PA 02/2021 07/2022
Saks Off Fifth Pittsburgh PA 08/2020 02/2021
Transtar/United States Steel Duquesne PA 08/2019 08/2020
Csx Transportation Newell PA 07/2010 08/2019
  • 08/2022 → Present
    Pittsburg, PA
  • 08/2022 → Present
    Bank Of America, N.A.
    Pittsburg, PA
  • 02/2021 → 07/2022
    Pnc Financial Services
    Monroeville, PA
  • 08/2020 → 02/2021
    Saks Off Fifth
    Pittsburgh, PA
  • 08/2019 → 08/2020
    Transtar/United States Steel
    Duquesne, PA
  • 07/2010 → 08/2019
    Csx Transportation
    Newell, PA
Other Businesses

I*1468277For profit or not for profit: Entity For ProfitName of outside business organization: Apex Energy LeaseInvestment related: NAddress of business: Irwin, Pennsylvania, 15642, United StatesNature of business: ["HOA, Co-op, Freehold"]Position, title, association: ["Other"], Start date of relationship: 9/6/2023Number of hours devoted: 0 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: Leasing rights for OGM rights of Primary residence, Natural Gas Lease of Primary Property, no responsibilities to be performed. I*2600260, Entity Type: Entity Charitable, Name of OBA: Westmoreland Symphony Orchestra, Address: Greensburg, Pennsylvania, 15601, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 07/16/2025, No Hours: 4 Monthly, No Hours during Trading: 0 Monthly, Duties: To promote musical enrichment through quality performances and education to a broad-based audience in the Westmoreland region.To help promote and drive increased attendance for the orchestra and the teaching academy.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-04
  • S66 Uniform Combined State Law Examination
    2022-11-04
Other Names
  • Casey R Shultz

View on SEC IAPD

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