Best Investors Account Sign in

Robert H Dierking

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-12-06
CA RA APPROVED 2022-12-05
  • TX RA
    APPROVED_RES
    Since 2022-12-06
  • CA RA
    APPROVED
    Since 2022-12-05

Branch Locations

2555-2595 W Chandler Blvd Ci Client Services, Chandler, AZ 85224 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 08/2022 Present
Osaka Japanese Llc Gilbert AZ 06/2021 07/2022
Northern Arizona University Flagstaff AZ 08/2017 05/2021
Air And Water Factor Mesa AZ 05/2018 08/2020
Kohl's Chandler AZ 11/2017 01/2018
Sonic Drive-In Mesa AZ 01/2016 08/2017
Desert Ridge High School Mesa AZ 08/2013 05/2017
Bank Of America, N.A. Chandler AZ 09/2022 Present
  • 08/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Chandler, AZ
  • 06/2021 → 07/2022
    Osaka Japanese Llc
    Gilbert, AZ
  • 08/2017 → 05/2021
    Northern Arizona University
    Flagstaff, AZ
  • 05/2018 → 08/2020
    Air And Water Factor
    Mesa, AZ
  • 11/2017 → 01/2018
    Kohl's
    Chandler, AZ
  • 01/2016 → 08/2017
    Sonic Drive-In
    Mesa, AZ
  • 08/2013 → 05/2017
    Desert Ridge High School
    Mesa, AZ
  • 09/2022 → Present
    Bank Of America, N.A.
    Chandler, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-28
  • S66 Uniform Combined State Law Examination
    2022-11-28

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
EDWARD JONES
LPL FINANCIAL LLC
VAL VISTA CAPITAL MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
INDEPENDENT FINANCIAL GROUP, LLC
MEREDITH DEKKER FINANCIAL SERVICES, LLC

Other Investors

Aaron D Hyde
Kelly A Luft
ADRIENNE TERENA BORCHERS
Eric Sitton
SAMUEL J SMITH
RENEE JEAN HRUSKA
ANDREA MICHELLE MCLELLAND
Christine Lynne Lobdell Raney

Other Offices

J.P. MORGAN SECURITIES LLC · CHANDLER, AZ
EDWARD JONES · CHANDLER, AZ
LPL FINANCIAL LLC · CHANDLER, AZ
VAL VISTA CAPITAL MANAGEMENT, LLC · SUN LAKES, AZ
WELLS FARGO CLEARING SERVICES, LLC · CHANDLER, AZ
EDWARD JONES · SUN LAKES, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Chandler, AZ
INDEPENDENT FINANCIAL GROUP, LLC · CHANDLER, AZ

More in Chandler, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor