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Tin Dang Nguyen

Wells Fargo Clearing Services, LLC

Fort Worth, TX

Dallas, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-08
  • TX RA
    APPROVED
    Since 2022-12-08

Branch Locations

201 Main St 4Th Fl [Te-Rbo], Fort Worth, TX 76102 • United States

5938 W Northwest Hwy, Dallas, TX 75225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Dallas TX 08/2022 Present
Wells Fargo Bank, Na Dallas TX 07/2022 Present
Unemployed Dallas TX 04/2022 04/2022
Amerisave Mortgage Corporation Plano TX 07/2020 03/2022
Unemployed Dallas TX 09/2019 07/2020
Tetra Pak Denton TX 09/2017 09/2019
Carmax Irving TX 12/2014 09/2017
  • 08/2022 → Present
    Wells Fargo Clearing Services, Llc
    Dallas, TX
  • 07/2022 → Present
    Wells Fargo Bank, Na
    Dallas, TX
  • 04/2022 → 04/2022
    Unemployed
    Dallas, TX
  • 07/2020 → 03/2022
    Amerisave Mortgage Corporation
    Plano, TX
  • 09/2019 → 07/2020
    Unemployed
    Dallas, TX
  • 09/2017 → 09/2019
    Tetra Pak
    Denton, TX
  • 12/2014 → 09/2017
    Carmax
    Irving, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-12-08
S63 Uniform Securities Agent State Law Examination 2022-10-15
  • S65 Uniform Investment Adviser Law Examination
    2022-12-08
  • S63 Uniform Securities Agent State Law Examination
    2022-10-15

View on SEC IAPD

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ACHELION CAPITAL MANAGEMENT, LLC
J.P. MORGAN SECURITIES LLC
GOOD LIFE PRIVATE WEALTH, LLC
SELADOR CAPITAL MANAGEMENT, LP
INDEPENDENCE SQUARE HOLDINGS, LLC
EAGLE STRATEGIES LLC

Other Investors

MICHAEL PETER BRUNN
Joseph D'Agostino
RYAN HOLLOWAY COX
LEONARD DEWAYNE HALL
Justin Owen Hall
DANIEL B GEEHAN
Ambyr Dnae Capps
Allen Harris

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Fort Worth, TX
M2G VENTURES LLC · FORT WORTH, TX
ACHELION CAPITAL MANAGEMENT, LLC · FORT WORTH, TX
J.P. MORGAN SECURITIES LLC · FT. WORTH, TX
GOOD LIFE PRIVATE WEALTH, LLC · FORT WORTH, TX
SELADOR CAPITAL MANAGEMENT, LP · FT. WORTH, TX
INDEPENDENCE SQUARE HOLDINGS, LLC · Fort Worth, TX
EAGLE STRATEGIES LLC · FORT WORTH, TX

More in Fort Worth, TX

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