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Genesis Marie Hooks

Ae Wealth Management, LLC

Birmingham, AL

CRD 7615812

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Employer firm

Ae Wealth Management, LLC CRD 282580

$49.8B regulatory AUM 10 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ae Wealth Management, Llc

2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-06-27
  • AL RA
    APPROVED
    Since 2025-06-27

Branch Locations

2057 Valleydale Rd Ste 200, Birmingham, AL 35244 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Birmingham-Southern College Birmingham AL 08/2016 12/2020
Diamonds Direct Birmingham AL 10/2019 04/2021
Holiday Inn Express Pelham AL 01/2019 09/2019
Massmutual Life Insurance Co Birmingham AL 04/2021 03/2023
Mml Investors Services, Llc Birmingham AL 09/2022 03/2023
Student Birmingham AL 08/2012 01/2019
Freedom Financial Group Birmingham AL 09/2023 Present
Piedmont Group Birmingham AL 05/2021 09/2023
Ae Wealth Management, Llc Topeka KS 06/2025 Present
  • 08/2016 → 12/2020
    Birmingham-Southern College
    Birmingham, AL
  • 10/2019 → 04/2021
    Diamonds Direct
    Birmingham, AL
  • 01/2019 → 09/2019
    Holiday Inn Express
    Pelham, AL
  • 04/2021 → 03/2023
    Massmutual Life Insurance Co
    Birmingham, AL
  • 09/2022 → 03/2023
    Mml Investors Services, Llc
    Birmingham, AL
  • 08/2012 → 01/2019
    Student
    Birmingham, AL
  • 09/2023 → Present
    Freedom Financial Group
    Birmingham, AL
  • 05/2021 → 09/2023
    Piedmont Group
    Birmingham, AL
  • 06/2025 → Present
    Topeka, KS
Other Businesses

Freedom Financial; Yes Investment Related; 2057 Valleydale Road Ste 200 Hoover, AL 35244; Sell insurance and annuities; Financial Advisor; 9/1/2025; 80hrs/Mo; 80hrs/Mo during Securities Trading Hours; Selling insurance and annuities to clients.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-27
  • S65 Uniform Investment Adviser Law Examination
    2025-05-27
Other Names
  • Genesis Howard
  • Genesis Marie Howard

View on SEC IAPD

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