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Kiel Michael Smallwood

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-17
CA RA APPROVED 2023-05-05
  • TX RA
    APPROVED
    Since 2023-05-17
  • CA RA
    APPROVED
    Since 2023-05-05

Branch Locations

2555-2595 W Chandler Blvd Ci Client Management, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 11/2022 Present
Bank Of America Chandler AZ 12/2019 02/2022
Unemployed Gilbert AZ 04/2022 11/2022
Liberty Mutual Insurance Gilbert AZ 08/2017 12/2019
Bank Of America Chandler AZ 12/2011 12/2017
Bank Of America, N.A. Chandler AZ 09/2024 Present
  • 11/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Chandler, AZ
  • 12/2019 → 02/2022
    Bank Of America
    Chandler, AZ
  • 04/2022 → 11/2022
    Unemployed
    Gilbert, AZ
  • 08/2017 → 12/2019
    Liberty Mutual Insurance
    Gilbert, AZ
  • 12/2011 → 12/2017
    Bank Of America
    Chandler, AZ
  • 09/2024 → Present
    Bank Of America, N.A.
    Chandler, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-04
  • S66 Uniform Combined State Law Examination
    2023-05-04
Other Names
  • Kiel M Smallwood
  • Kiel Smallwood

View on SEC IAPD

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Other Investors

Aaron D Hyde
Kelly A Luft
ADRIENNE TERENA BORCHERS
Eric Sitton
SAMUEL J SMITH
RENEE JEAN HRUSKA
ANDREA MICHELLE MCLELLAND
Christine Lynne Lobdell Raney

Other Offices

J.P. MORGAN SECURITIES LLC · CHANDLER, AZ
EDWARD JONES · CHANDLER, AZ
LPL FINANCIAL LLC · CHANDLER, AZ
VAL VISTA CAPITAL MANAGEMENT, LLC · SUN LAKES, AZ
WELLS FARGO CLEARING SERVICES, LLC · CHANDLER, AZ
EDWARD JONES · SUN LAKES, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Chandler, AZ
INDEPENDENT FINANCIAL GROUP, LLC · CHANDLER, AZ

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