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William Brandon Gooding

Mainsail Asset Management, LLC

Birmingham, AL

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Current Employers
Mainsail Asset Management, Llc

2229 1St Ave. S. Suite 225, Birmingham, AL 35233 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2024-09-03
TX RA APPROVED 2024-09-03
  • AL RA
    APPROVED
    Since 2024-09-03
  • TX RA
    APPROVED
    Since 2024-09-03

Branch Locations

2229 1St Ave. S. Suite 225, Birmingham, AL 35233 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stryker Corp Portage MI 03/2010 03/2023
Northwestern Mutual Verstavia AL 03/2023 07/2024
Mainsail Asset Management, Llc Birmingham AL 08/2024 Present
  • 03/2010 → 03/2023
    Stryker Corp
    Portage, MI
  • 03/2023 → 07/2024
    Northwestern Mutual
    Verstavia, AL
  • 08/2024 → Present
    Mainsail Asset Management, Llc
    Birmingham, AL
Previous Registrations
Other Businesses

Independent Insurance Agent; not investment-related; started 04/2022; approximately 10 hours per month, all during securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-19
  • S66 Uniform Combined State Law Examination
    2022-09-19
Other Names
  • William B Gooding
  • William Brandon Gooding

View on SEC IAPD

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Other Investors

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Susan Hunter Koski
Luke Banks
David Mathews
MARILYN ANN EDDINGS
JAMES IRA MCCORMICK
MELANIE SHIRLEY DICKINSON
BRENNA ROSE PRITCHETT

Other Offices

THRIVENT INVESTMENT MANAGEMENT INC. · BIRMINGHAM, AL
PFS INVESTMENTS INC. · HOOVER, AL
PMD ADVISORY · HOOVER, AL
CETERA INVESTMENT ADVISERS LLC · BIRMINGHAM, AL
CETERA INVESTMENT ADVISERS LLC · HOOVER, AL
NFSG CORPORATION · HOOVER, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Hoover, AL
PFS INVESTMENTS INC. · HOOVER, AL

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