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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-08
RI RA APPROVED 2026-06-25
  • TX RA
    APPROVED
    Since 2026-07-08
  • RI RA
    APPROVED
    Since 2026-06-25

Branch Locations

3400 Pawtucket Ave Ci Client Management, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Merrimack NH 08/2022 05/2026
Lyft San Francisco CA 08/2017 07/2022
Raiser San Francisco CA 08/2017 08/2022
Uber San Francisco CA 04/2018 08/2022
Grubhub Chicago IL 07/2018 07/2022
Doordash San Francisco CA 09/2017 08/2022
Tamis Real Estate Istanbul 05/2016 08/2022
Rock City Incorporation Boston MA 07/2017 09/2017
Computer System Institution Charlestown MA 09/2016 09/2017
Computer System Instutution Charlestown MA 04/2017 03/2018
Computer System Institution Charlestown MA 04/2018 03/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 05/2026 Present
Bank Of America, N.A. Lincoln RI 06/2026 Present
  • 08/2022 → 05/2026
    Fidelity Investments
    Merrimack, NH
  • 08/2017 → 07/2022
    Lyft
    San Francisco, CA
  • 08/2017 → 08/2022
    Raiser
    San Francisco, CA
  • 04/2018 → 08/2022
    Uber
    San Francisco, CA
  • 07/2018 → 07/2022
    Grubhub
    Chicago, IL
  • 09/2017 → 08/2022
    Doordash
    San Francisco, CA
  • 05/2016 → 08/2022
    Tamis Real Estate
    Istanbul
  • 07/2017 → 09/2017
    Rock City Incorporation
    Boston, MA
  • 09/2016 → 09/2017
    Computer System Institution
    Charlestown, MA
  • 04/2017 → 03/2018
    Computer System Instutution
    Charlestown, MA
  • 04/2018 → 03/2019
    Computer System Institution
    Charlestown, MA
  • 05/2026 → Present
    Lincoln, RI
  • 06/2026 → Present
    Bank Of America, N.A.
    Lincoln, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-25
S63 Uniform Securities Agent State Law Examination 2023-01-11
  • S66 Uniform Combined State Law Examination
    2026-06-25
  • S63 Uniform Securities Agent State Law Examination
    2023-01-11
Other Names
  • John

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