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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-09-23 |
| AZ | RA | APPROVED | 2012-10-01 |
Branch Locations
6155 N Scottsdale Rd, Floor 1, Scottsdale, AZ 85250 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Carefree | AZ | 10/2012 | Present |
| Down Below, Llc. | Anthem | AZ | 09/2020 | Present |
ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: DOWN BELOW, LLC. POSITION: SCUBA INSTRUCTOR / OWNER START DATE: 9/1/2020 ADDRESS: 2230 Anthem AZ DETAILS: SCUBA TRAINING. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 10 HOURS DURING TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 2006-10-09 |
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