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Stephen Montana O'COnnor-Seville

Swan Global Investments, LLC

Durango, CO

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Current Employers
Swan Global Investments, Llc

1099 Main Ave Suite 206, Durango, CO 81301 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-12-08
  • CO RA
    APPROVED
    Since 2022-12-08

Branch Locations

1099 Main Ave Suite 206, Durango, CO 81301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Swan Global Investments Durango CO 07/2022 Present
Abadie Schill, Pc Durango CO 05/2019 07/2022
Fort Lewis College Durango CO 08/2018 05/2019
City Market Durango CO 12/2013 05/2019
  • 07/2022 → Present
    Swan Global Investments
    Durango, CO
  • 05/2019 → 07/2022
    Abadie Schill, Pc
    Durango, CO
  • 08/2018 → 05/2019
    Fort Lewis College
    Durango, CO
  • 12/2013 → 05/2019
    City Market
    Durango, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-12-08
  • S65 Uniform Investment Adviser Law Examination
    2022-12-08

View on SEC IAPD

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