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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-31 |
| CA | RA | APPROVED | 2023-12-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Garden Grove | CA | 11/2020 | Present |
| New Car Superstore | Oxnard | CA | 07/2020 | 10/2020 |
| Sae Expression | Emeryville | CA | 06/2018 | 11/2018 |
| Oakland Acura | Oakland | CA | 02/2017 | 04/2017 |
| Gilroy Toyota | Gilroy | CA | 04/2015 | 12/2016 |
| Expression College | Emeryville | CA | 11/2016 | 12/2019 |
| Unemployed | Ojai | CA | 12/2019 | 07/2020 |
Name of the other businessMass ProductionsWhether the business is investment-relatedNOT investment relatedAddress of the other businessCA 91316Nature of the other businessMusic ProductionYour positionMusic ProducerTitle, or relationship with the other businessOwner, Music ProducerStart date of your relationship11/2016Approximate number of hours/month you devote to the other business16 hours per monthNumber of hours you devote to the other business during securities trading hours0Briefly describe your duties relating to the other businessMake music in my bedroom, mixing and mastering I*1806273, Entity Type Entity For Profit, Name of OBA: Mass Productions Address: Van Nuys California 91406 Investment Related: No Position, Title, Association: Other Employee Start Date: 01/01/2020No Hours: 16 Monthly No Hours during trading: 0 Duties: Music production, performance and audio engineering
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-19 |
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