Best Investors Account Sign in
Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-10-05
IA RA APPROVED 2011-09-30
  • TX RA
    APPROVED_RES
    Since 2011-10-05
  • IA RA
    APPROVED
    Since 2011-09-30

Branch Locations

600 3Rd Avenue Southeast Suite 100, Cedar Rapids, IA 52401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Cedar Rapids IA 09/2011 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 09/2011 → Present
    Cedar Rapids, IA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

BANCKS FARMS, INC.; IOWA; RECEIVED THROUGH GIFT IN 1979; FARMING; FAMILY FARM OWNERSHIP; NO TIME SPENT DURING AND AFTER BUSINESS HOURS 2. BUSINESS/COMPANY; CAREPRO HEALTH SERVICES; AS OF 10/2015; DURING BUSINESS HOURS .25; AFTER BUSINESS HOURS .33; DIRECTOR * 426743 - Estate; Investment related Yes; Peoria, IL; September 2011; During business hours: 0; After business hours: 0.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-01
  • S66 Uniform Combined State Law Examination
    2006-09-01
Other Names
  • Jon Carl Baucks

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Cedar Rapids, IA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor