Jon Carl Bancks

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → Present
  Morgan Stanley
  Cedar Rapids, IA
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2006-09-04 → 2011-09-30
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Cedar Rapids, IA

Other Businesses

BANCKS FARMS, INC.; IOWA; RECEIVED THROUGH GIFT IN 1979; FARMING; FAMILY FARM OWNERSHIP; NO TIME SPENT DURING AND AFTER BUSINESS HOURS 2. BUSINESS/COMPANY; CAREPRO HEALTH SERVICES; AS OF 10/2015; DURING BUSINESS HOURS .25; AFTER BUSINESS HOURS .33; DIRECTOR * 426743 - Estate; Investment related Yes; Peoria, IL; September 2011; During business hours: 0; After business hours: 0.

Exams

• S66 Uniform Combined State Law Examination
  2006-09-01

Other Names

• Jon Carl Baucks