David Yurman

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2022 → 05/2023
  Charles Schwab & Co., Inc.
  Boston, MA
• 05/2018 → 09/2022
  Black Anchor Capital Inc.
  Boston, MA
• 01/2019 → 03/2020
  Boston Private
  Boston, MA
• 01/2017 → 09/2018
  Brookline Bank
  Newton, MA
• 05/2014 → 09/2017
  Adlens
  Boston, MA
• 02/2016 → 06/2017
  Lesley University
  Cambridge, MA
• 06/2023 → 10/2023
  Citizens Securities Inc.,
  Westwood, MA
• 03/2024 → 11/2024
  Pruco Securities Llc
  Wakefield, MA
• 09/2018 → 01/2019
  Unemployed
  Boston, MA
• 10/2023 → 03/2024
  Unemployed
  Boston, MA
• 04/2024 → Present
  The Prudential Insurance Company Of America
  Wakefield, MA
• 11/2024 → Present
  Lpl Enterprise, Llc
  Wakefield, MA
• 12/2025 → Present
  Fisher Investments
  Tampa, FL

Previous Registrations

• 2024-11-27 → 2025-04-24
  Lpl Enterprise, Llc
  Wakefield, MA
• 2024-05-01 → 2024-11-20
  Pruco Securities, Llc.
  Wakefield, MA
  Newark, NJ
• 2023-08-10 → 2023-10-17
  Citizens Securities, Inc.
  West Palm Beach, FL
  Westwood, MA

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-08-09
• S63 Uniform Securities Agent State Law Examination
  2023-03-10