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Erizde Jesus Rios

Wells Fargo Clearing Services, LLC

Front Royal, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-19
VA RA APPROVED 2023-01-24
  • TX RA
    APPROVED
    Since 2024-03-19
  • VA RA
    APPROVED
    Since 2023-01-24

Branch Locations

232 N Royal Ave, Front Royal, VA 22630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Winchester VA 08/2022 Present
Wells Fargo Bank, Na Winchester VA 07/2019 Present
Rite Aid Bethesda MD 04/2017 07/2019
Unemployed Greenbelt MD 08/2015 04/2017
  • 08/2022 → Present
    Wells Fargo Clearing Services, Llc
    Winchester, VA
  • 07/2019 → Present
    Wells Fargo Bank, Na
    Winchester, VA
  • 04/2017 → 07/2019
    Rite Aid
    Bethesda, MD
  • 08/2015 → 04/2017
    Unemployed
    Greenbelt, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-01-24
S63 Uniform Securities Agent State Law Examination 2022-12-29
  • S65 Uniform Investment Adviser Law Examination
    2023-01-24
  • S63 Uniform Securities Agent State Law Examination
    2022-12-29
Other Names
  • Erizde Rios

View on SEC IAPD

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Other Investors

Adrianne M Smith
RALEIGH EDWARD KRAFT
JONATHAN WILLIAM BERRY
GEORGE LEE KARNES
JENNIFER LYNN JONES
BRITTANY NICOLE COOK
Charles W Nagelvoort
Lloyd Charles Knight

Other Offices

LPL FINANCIAL LLC · FRONT ROYAL, VA
EDWARD JONES · FRONT ROYAL, VA
EDWARD JONES · FRONT ROYAL, VA
LASALLE ST. INVESTMENT ADVISORS, L.L.C. · FRONT ROYAL, VA
EDWARD JONES · FRONT ROYAL, VA
LEGACY FINANCIAL · FRONT ROYAL, VA
EDWARD JONES · STRASBURG, VA
STATE FARM INVESTMENT MANAGEMENT CORP. · Strasburg, VA

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