Raleigh Edward Kraft

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2008 → 10/2016
  Wachovia Securities Financial Network, Llc (11025)
  Front Royal, VA
• 12/2016 → 03/2021
  H. Beck, Inc.
  Rockville, MD
• 04/2021 → 05/2025
  Grove Point Advisors, Llc
  Rockville, MD
• 04/2021 → 05/2025
  Grove Point Investments, Llc
  Rockville, MD
• 05/2025 → Present
  Lpl Financial Llc
  Front Royal, VA

Previous Registrations

• 2021-04-01 → 2025-05-01
  Grove Point Advisors, Llc
  Rockville, MD
  Rockville, MD
  Front Royal, VA
• 2016-12-06 → 2021-04-01
  Grove Point Investments, Llc
  Rockville, MD
  Front Royal, VA
  Rockville, MD
• 2008-04-25 → 2016-11-15
  Wells Fargo Advisors Financial Network, Llc
  Front Royal, VA
• 2003-01-03 → 2008-04-25
  Oppenheimer & Co. Inc.
  Front Royal, VA
  Front Royal, VA
  Washington, DC
• 2003-04-15 → 2007-12-11
  Oppenheimer Asset Management
  New York, NY
• 1998-12-05 → 2003-01-03
  Cibc World Markets Corp.
  New York, NY

Other Businesses

1. 05/01/2025-Kraft & Associates Wealth Management, Inc.- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 01/01/2008- 100 Hours Per Month- 100 Hours During Trading 2. 05/01/2025-RALEIGH KRAFT- Farm- Not INV Related- Home based- Start date 04/01/1994- 20 Hours Per Month 3. 05/01/2025-RALEIGH KRAFT- Real Estate Rental- INV Related- At Front Royal, VA- Start date 04/01/1994- 4 Hours Per Month

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-02-17
• S63 Uniform Securities Agent State Law Examination
  1982-05-10

Other Names

• Releigh Edward Ii Kraft