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527 Wellington Way, Ste 225, Lexington, KY 40503 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2022-11-01 |
Branch Locations
527 Wellington Way, Ste 225, Lexington, KY 40503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Lexington | KY | 02/2021 | 08/2022 |
| Self-Employed | Cynthiana | KY | 05/2020 | 02/2021 |
| University Of Kentucky | Lexington | KY | 08/2016 | 05/2020 |
| Lpl Financial Llc | Lexington | KY | 08/2022 | Present |
| Judy Construction | Cynthiana | KY | 05/2017 | 07/2020 |
| Keystone Financial Group | Lexington | KY | 08/2022 | Present |
1) 09/2022 - Keystone Financial Group - DBA for LPL Business (entity for LPL business) - Inv. related - Lexington, KY 2) 09/2022 - Brian Davis - Notary - Inv. related - Lexington, KY - Start Date (04/01/2021) - 0 hrs. 3) 09/2022 - Davis Advising LLC - Business Entity For Tax/Investment Purposes Only - NON Inv. related - 1323 Commonwealth Lane Cynthiana, KY 41031 - Start Date (08/18/2022) - 160/hrs. 4) 11/16/2022 - Keystone Financial Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 11/01/2022 - 160 Hours Per Month/160 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Keystone Financial Group, LLC , an independent investment advisor firm. I started this business activity in 11/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) Middle School Football Coach, Cynthia KY, not investment related, and not done during trading hours,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-25 |
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