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Current Employers
Keystone Financial Group, Llc

527 Wellington Way, Ste 225, Lexington, KY 40503 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2022-11-01
  • KY RA
    APPROVED
    Since 2022-11-01

Branch Locations

527 Wellington Way, Ste 225, Lexington, KY 40503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Lexington KY 02/2021 08/2022
Self-Employed Cynthiana KY 05/2020 02/2021
University Of Kentucky Lexington KY 08/2016 05/2020
Lpl Financial Llc Lexington KY 08/2022 Present
Judy Construction Cynthiana KY 05/2017 07/2020
Keystone Financial Group Lexington KY 08/2022 Present
  • 02/2021 → 08/2022
    Fifth Third Bank
    Lexington, KY
  • 05/2020 → 02/2021
    Self-Employed
    Cynthiana, KY
  • 08/2016 → 05/2020
    University Of Kentucky
    Lexington, KY
  • 08/2022 → Present
    Lpl Financial Llc
    Lexington, KY
  • 05/2017 → 07/2020
    Judy Construction
    Cynthiana, KY
  • 08/2022 → Present
    Keystone Financial Group
    Lexington, KY
Other Businesses

1) 09/2022 - Keystone Financial Group - DBA for LPL Business (entity for LPL business) - Inv. related - Lexington, KY 2) 09/2022 - Brian Davis - Notary - Inv. related - Lexington, KY - Start Date (04/01/2021) - 0 hrs. 3) 09/2022 - Davis Advising LLC - Business Entity For Tax/Investment Purposes Only - NON Inv. related - 1323 Commonwealth Lane Cynthiana, KY 41031 - Start Date (08/18/2022) - 160/hrs. 4) 11/16/2022 - Keystone Financial Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 11/01/2022 - 160 Hours Per Month/160 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Keystone Financial Group, LLC , an independent investment advisor firm. I started this business activity in 11/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) Middle School Football Coach, Cynthia KY, not investment related, and not done during trading hours,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-25
  • S66 Uniform Combined State Law Examination
    2022-10-25

View on SEC IAPD

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