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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-06-09 |
| PA | RA | APPROVED | 2026-01-16 |
| MN | RA | APPROVED | 2023-11-13 |
| GA | RA | APPROVED | 2022-03-04 |
| IA | RA | APPROVED | 2022-01-18 |
| FL | RA | APPROVED | 2020-03-13 |
| MO | RA | APPROVED | 2019-10-16 |
| AK | RA | APPROVED | 2018-05-14 |
| TX | RA | APPROVED | 2017-09-14 |
| WI | RA | APPROVED | 2016-01-19 |
Branch Locations
8010 Excelsior Drive Suite 200, Madison, WI 53717 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian | Madison | WI | 03/2008 | Present |
| Park Ave Securities | Madison | WI | 03/2008 | Present |
1). Insurance Sales-Sell insurance (life, DI, LTC) and fixed annuity products through carriers other than Guardian. Start: 12/12/2008, Address: 8010 Excelsior Dr, Suite 200 Madison, WI 53717, 5 total hours per month; 5 during securities trading hours, Investment related, Less than 10% annual compensation, 2) Power of Attorney for Ashley Richards (Spouse), Start: 03/06/2023 Address: 3772 Silverbell Rd Verona, WI 53593, 0 total hours per month; Not Investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-07 |
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