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John Raleigh Haas

1919 Investment Counsel, LLC

Birmingham, AL

CRD 7611644

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Employer firm

1919 Investment Counsel, LLC CRD 133370

$26.0B regulatory AUM 6 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
1919 Investment Counsel, Llc

One South Street Suite 2500, Baltimore, MD 21202 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2022-11-14
  • AL RA
    APPROVED
    Since 2022-11-14

Branch Locations

2311 Highland Ave. South Suite 190, Birmingham, AL 35205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
1919 Investment Counsel, Llc Birmingham AL 10/2020 Present
Unemployed Tallahassee FL 05/2020 10/2020
Florida State University Tallahassee FL 01/2020 05/2020
Florida State University Tallahassee FL 05/2015 05/2020
Ralph Lauren St. Augustine FL 05/2014 05/2017
  • 10/2020 → Present
    Birmingham, AL
  • 05/2020 → 10/2020
    Unemployed
    Tallahassee, FL
  • 01/2020 → 05/2020
    Florida State University
    Tallahassee, FL
  • 05/2015 → 05/2020
    Florida State University
    Tallahassee, FL
  • 05/2014 → 05/2017
    Ralph Lauren
    St. Augustine, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-11-14
  • S65 Uniform Investment Adviser Law Examination
    2022-11-14

View on SEC IAPD

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