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Jacob R Flading

Wells Fargo Clearing Services, LLC

Tucson, AZ

CRD 7609729

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-03-26
TX RA APPROVED 2024-03-08
  • AZ RA
    APPROVED
    Since 2024-03-26
  • TX RA
    APPROVED
    Since 2024-03-08

Branch Locations

4051 E Sunrise Dr Ste 200, Tucson, AZ 85718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Tucson AZ 01/2023 Present
Safeway Oro Valley AZ 12/2015 08/2019
Walmart Tucson AZ 07/2020 01/2023
Longview Insurance & Investments Tucson AZ 07/2022 12/2022
Unemployed Tucson AZ 08/2019 07/2020
  • 01/2023 → Present
    Wells Fargo Clearing Services, Llc
    Tucson, AZ
  • 12/2015 → 08/2019
    Safeway
    Oro Valley, AZ
  • 07/2020 → 01/2023
    Walmart
    Tucson, AZ
  • 07/2022 → 12/2022
    Longview Insurance & Investments
    Tucson, AZ
  • 08/2019 → 07/2020
    Unemployed
    Tucson, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-16
S63 Uniform Securities Agent State Law Examination 2023-07-15
  • S65 Uniform Investment Adviser Law Examination
    2023-09-16
  • S63 Uniform Securities Agent State Law Examination
    2023-07-15
Other Names
  • Jacob Ryan Flading

View on SEC IAPD

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Nearby Investors

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ROBIN RODGERS DOLEZAL

Nearby Offices

IRONWOOD FINANCIAL, LLC · TUCSON, AZ
IRONWOOD FINANCIAL, LLC · TUCSON, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TUCSON, AZ

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