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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2024-06-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Back Cove Financial | Falmouth | ME | 06/2022 | Present |
| The Foundation For Maine's Community Colleges | South Portland | ME | 01/2016 | 05/2022 |
| Commonwealth Financial Network | Waltham | MA | 06/2022 | Present |
Co-owner, of rental property located in Cape Elizabeth, ME, as of 07/01/2020; 0% time spent during business hours; Not conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-06-24 |
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