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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2021-08-09 |
| TX | RA | APPROVED | 2021-08-09 |
Branch Locations
5555 Hilton Avenue Suite 320, Baton Rouge, LA 70808 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bankers Life | Baton Rouge | LA | 05/2015 | 02/2018 |
| Bankers Life Securities Inc | Baton Rouge | LA | 08/2016 | 02/2018 |
| Mml Investors Services, Llc | Baton Rouge | LA | 01/2018 | Present |
| Massachusetts Mutual Life Insurance Company | Baton Rouge | LA | 01/2018 | Present |
| Fraser Marketing Group, Inc | Baton Rouge | LA | 10/1993 | Present |
1) Name: Michael Scott Enos Inv rel: Y Add: 1602 Ruelle de Grace Drive Baton Rouge LA 70810 Nature: NonMMLIA Insurance Brokerage Position: Sales/Ownership/Agent Start date: 01/1991 No. HR/MO: 0 No. HR/MO during sec trading: 0 Describe duties: Owner Fraser Marketing Group INC 2) NAME: Fraser Marketing Group II, LLC INV REL: Y ADD: Residential Address NATURE: Owns my plane POSITION: Member START DATE: 10-16-2024 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: This is strictly for tax purpose, this LLC owns my plane.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 2019-09-25 |
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