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Michael Scott Enos

Mml Investors Services, LLC

Baton Rouge, LA

CRD 3153549

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2021-08-09
TX RA APPROVED 2021-08-09
  • LA RA
    APPROVED
    Since 2021-08-09
  • TX RA
    APPROVED
    Since 2021-08-09

Branch Locations

5555 Hilton Avenue Suite 320, Baton Rouge, LA 70808 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bankers Life Baton Rouge LA 05/2015 02/2018
Bankers Life Securities Inc Baton Rouge LA 08/2016 02/2018
Mml Investors Services, Llc Baton Rouge LA 01/2018 Present
Massachusetts Mutual Life Insurance Company Baton Rouge LA 01/2018 Present
Fraser Marketing Group, Inc Baton Rouge LA 10/1993 Present
  • 05/2015 → 02/2018
    Bankers Life
    Baton Rouge, LA
  • 08/2016 → 02/2018
    Bankers Life Securities Inc
    Baton Rouge, LA
  • 01/2018 → Present
    Baton Rouge, LA
  • 01/2018 → Present
    Massachusetts Mutual Life Insurance Company
    Baton Rouge, LA
  • 10/1993 → Present
    Fraser Marketing Group, Inc
    Baton Rouge, LA
Other Businesses

1) Name: Michael Scott Enos Inv rel: Y Add: 1602 Ruelle de Grace Drive Baton Rouge LA 70810 Nature: NonMMLIA Insurance Brokerage Position: Sales/Ownership/Agent Start date: 01/1991 No. HR/MO: 0 No. HR/MO during sec trading: 0 Describe duties: Owner Fraser Marketing Group INC 2) NAME: Fraser Marketing Group II, LLC INV REL: Y ADD: Residential Address NATURE: Owns my plane POSITION: Member START DATE: 10-16-2024 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: This is strictly for tax purpose, this LLC owns my plane.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-05-12
S63 Uniform Securities Agent State Law Examination 2019-09-25
  • S65 Uniform Investment Adviser Law Examination
    2021-05-12
  • S63 Uniform Securities Agent State Law Examination
    2019-09-25
Other Names
  • Michael Enos
  • M. Scott Enos

View on SEC IAPD

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