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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-03
KY RA APPROVED 2022-11-21
  • TX RA
    APPROVED
    Since 2023-04-03
  • KY RA
    APPROVED
    Since 2022-11-21

Branch Locations

600 North Hurstbourne Parkway Suite 100, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Saint Xavier High School Louisville KY 08/2014 07/2018
Butler University Indianapolis IN 08/2018 07/2019
The University Of Southern Indiana Evansville IN 08/2019 07/2022
Stifel, Nicolaus & Company, Incorporated Louisville KY 08/2022 12/2022
Stifel, Nicolaus & Company, Incorporated Louisville KY 12/2022 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-18
  • S66 Uniform Combined State Law Examination
    2022-11-18
Designations

View on SEC IAPD

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