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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-09-18
  • MN RA
    APPROVED
    Since 2023-09-18

Branch Locations

90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States

5120 County Road 101, Minnetonka, MN 55345 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bank Chanhassen MN 05/2019 12/2022
U.S. Bancorp Investments, Inc. St. Paul MN 07/2022 05/2023
Wonders Cashier MN 05/2019 11/2019
Willis Towers Watson Bloomington MN 06/2018 03/2019
Unemployed Lakeville MN 05/2018 06/2018
Wells Fargo Eagan MN 01/2018 05/2018
Education Brookings SD 08/2016 01/2018
Wells Fargo Clearing Services, Llc Bloomington MN 07/2023 Present
Wells Fargo Bank, Na Bloomington MN 07/2023 Present
  • 05/2019 → 12/2022
    U.S. Bank
    Chanhassen, MN
  • 07/2022 → 05/2023
    U.S. Bancorp Investments, Inc.
    St. Paul, MN
  • 05/2019 → 11/2019
    Wonders
    Cashier, MN
  • 06/2018 → 03/2019
    Willis Towers Watson
    Bloomington, MN
  • 05/2018 → 06/2018
    Unemployed
    Lakeville, MN
  • 01/2018 → 05/2018
    Wells Fargo
    Eagan, MN
  • 08/2016 → 01/2018
    Education
    Brookings, SD
  • 07/2023 → Present
    Bloomington, MN
  • 07/2023 → Present
    Wells Fargo Bank, Na
    Bloomington, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-18
S63 Uniform Securities Agent State Law Examination 2022-09-30
  • S65 Uniform Investment Adviser Law Examination
    2023-09-18
  • S63 Uniform Securities Agent State Law Examination
    2022-09-30

View on SEC IAPD

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