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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-08-30 |
| MT | RA | APPROVED | 2022-12-13 |
| WY | RA | APPROVED | 2022-12-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Sheridan | WY | 08/2022 | 11/2022 |
| B&R Softserve, Inc. | Sheridan | WY | 01/2004 | Present |
| Falcon Enterprises, Inc. | Sheridan | WY | 01/2012 | Present |
| Helena Softserve, Inc. | Sheridan | WY | 01/2018 | 12/2021 |
| Morgan Stanley Smith Barney Llc | Sheridan | WY | 11/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2023 | Present |
I have ownership interests in several other entities that are restaurant and real estate companies. The business address for all of the entities is P.O. Box 6025, Sheridan, WY 82801. My wife oversees the management of the companies and I have minimal involvement, I'm guessing a few hours a month that will not affect my new responsibilities with Morgan Stanley. The business names are the following: 1. *531309- Crowbo, LLC; Investment related-Yes; Sheridan, Wyoming; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 01/2004; During business hours: 0; After business hours: 1; Check Signing/Funds Disbursements 2. *531305 - B&R Softserve, Inc.; Investment related Yes; Sheridan, Wyoming; Restaurant/Bar/Nightclub; Partner (proprietor, partner, officer, director, employee, trustee, agent); 01/2006 ; During business hours: 0; After business hours: 2; Administrative. 3. *531312 - Falcon Properties, LLC; Investment related Yes; Sheridan, Wyoming; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 01/2012 ; During business hours: 0; After business hours: 1; Check Signing/Funds Disbursements. 4. Nance Cattle Company; I am a small owner of a family run ranch in Birney, MT. I have zero involvement with the management of the ranch. 5. *531313 - Helena Softserve Properties, LLC; Investment related: Yes; Sheridan, Wyoming; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 01/2018; During business hours: 0; After business hours: 1; Check Signing/Funds Disbursements 6. *531314 - Helena Softserve Operations, Inc.; Investment related: Yes; Sheridan, Wyoming; Real Estate, Restaurant/Bar/Nightclub; Partner (proprietor, partner, officer, director, employee, trustee, agent); 01/2018; During business hours: 0; After business hours: 1; Check Signing/Funds Disbursements 7. *531310 - B&R Properties, LLC; Investment related Yes; Sheridan, Wyoming; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 01/2006 ; During business hours: 0; After business hours: 1; Check Signing/Funds Disbursements. *657950- Verdello Market, Inc; Investment related: No; Sheridan, Wyoming; Retail/Online Stores; Partner (proprietor, partner, officer, director, employee, trustee, agent); 10/2025; During business hours: 0; After business hours: 0; I will not have any duties, my wife will be 100% responsible for the operations
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-15 |
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