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John Gapen

Strategic Advisers LLC

Louisville, KY

Louisville, KY

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • KY RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

500 North Hurstbourne Parkway Suite 450, Louisville, KY 40222-3310 • United States

Louisville, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Louisville KY 07/2022 Present
Dad's Favorites Lexington KY 09/2021 04/2022
Saint Xavier High School Louisville KY 06/2021 08/2021
Dad's Favorites Lexington KY 01/2021 06/2021
Louisville Country Club Louisville KY 07/2020 08/2020
Louisville Country Club Louisville KY 05/2019 08/2019
Louisville Country Club Louisville KY 03/2018 08/2018
Louisville Country Club Louisville KY 05/2017 08/2017
Saint Margaret Mary Parrish Louisville KY 11/2015 03/2018
Student Louisville KY 08/2012 05/2022
Fidelity Investments Boston MA 03/2025 Present
  • 07/2022 → Present
    Fidelity Investments
    Louisville, KY
  • 09/2021 → 04/2022
    Dad's Favorites
    Lexington, KY
  • 06/2021 → 08/2021
    Saint Xavier High School
    Louisville, KY
  • 01/2021 → 06/2021
    Dad's Favorites
    Lexington, KY
  • 07/2020 → 08/2020
    Louisville Country Club
    Louisville, KY
  • 05/2019 → 08/2019
    Louisville Country Club
    Louisville, KY
  • 03/2018 → 08/2018
    Louisville Country Club
    Louisville, KY
  • 05/2017 → 08/2017
    Louisville Country Club
    Louisville, KY
  • 11/2015 → 03/2018
    Saint Margaret Mary Parrish
    Louisville, KY
  • 08/2012 → 05/2022
    Student
    Louisville, KY
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2024-06-20 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Louisville, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-01
S63 Uniform Securities Agent State Law Examination 2023-01-09
  • S66 Uniform Combined State Law Examination
    2024-03-01
  • S63 Uniform Securities Agent State Law Examination
    2023-01-09
Other Names
  • Jack Gapen
  • John Michael Gapen

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · LOUISVILLE, KY
MORGAN STANLEY · Louisville, KY
WAYCROSS GP, LLC · LOUISVILLE, KY
WAYCROSS PARTNERS, LLC · LOUISVILLE, KY
PNC WEALTH MANAGEMENT LLC · Louisville, KY
KESTRA ADVISORY SERVICES, LLC · Louisville, KY
LPL FINANCIAL LLC · LOUISVILLE, KY
LPL FINANCIAL LLC · LOUISVILLE, KY

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