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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-04-10 |
| TX | RA | APPROVED | 2023-04-10 |
Branch Locations
115 North Main Street Suite #A, Bel Air, MD 21014 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Skills Academy Basketball Camp | Bel Air | MD | 06/2015 | 08/2019 |
| Hickory Station Pizzeria | Bel Air | MD | 03/2020 | 01/2022 |
| George Washington Carver Elementary School | St. Mary's City | MD | 01/2022 | 05/2022 |
| Patterson Mill High School | Bel Air | MD | 08/2014 | 06/2018 |
| St. Mary's College Of Maryland | St. Mary's City | MD | 08/2018 | 05/2022 |
| Stifel, Nicolaus & Company, Incorporated | Bel Air | MD | 08/2022 | Present |
1. The Albert Cesky Scholarship Fund; PO Box 571 Bel Air MD 21014; They provide college scholarships to Harford County student athletes. They are an all-volunteer, 501(c)3 registered organization; Co-Head of the Finance committee; I provide general advice/information on the state of the economy and how the overall markets are doing as a whole at a monthly meeting; 02/04/2025; 1 hr/month; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 2023-03-24 |
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