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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-29
CA RA APPROVED 2025-12-15
  • TX RA
    APPROVED
    Since 2026-01-29
  • CA RA
    APPROVED
    Since 2025-12-15

Branch Locations

2555-2595 W Chandler Blvd Ci Relationship Management, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 08/2022 10/2024
Fieldworks Glendale AZ 06/2022 07/2022
Case Action Fund Phoenix AZ 04/2022 05/2022
Ups Goodyear AZ 10/2020 03/2022
Farmers Insurance Goodyear AZ 04/2021 05/2021
D-S Hardwood Corp Peoria AZ 06/2020 07/2020
Safeway Surprise AZ 02/2020 06/2020
Harvest Church Glendale AZ 03/2012 01/2020
Self-Employed Surprise AZ 04/2013 08/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 10/2024 Present
Bank Of America, N.A. Chandler AZ 01/2026 Present
  • 08/2022 → 10/2024
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 06/2022 → 07/2022
    Fieldworks
    Glendale, AZ
  • 04/2022 → 05/2022
    Case Action Fund
    Phoenix, AZ
  • 10/2020 → 03/2022
    Ups
    Goodyear, AZ
  • 04/2021 → 05/2021
    Farmers Insurance
    Goodyear, AZ
  • 06/2020 → 07/2020
    D-S Hardwood Corp
    Peoria, AZ
  • 02/2020 → 06/2020
    Safeway
    Surprise, AZ
  • 03/2012 → 01/2020
    Harvest Church
    Glendale, AZ
  • 04/2013 → 08/2022
    Self-Employed
    Surprise, AZ
  • 10/2024 → Present
    Chandler, AZ
  • 01/2026 → Present
    Bank Of America, N.A.
    Chandler, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-13
S63 Uniform Securities Agent State Law Examination 2022-10-04
  • S66 Uniform Combined State Law Examination
    2025-12-13
  • S63 Uniform Securities Agent State Law Examination
    2022-10-04
Other Names
  • Christopher Rios

View on SEC IAPD

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