Kendra Elizabeth Deal

LPl Financial LLC

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-05-13
NH	RA	APPROVED	2014-10-17

TX RA
APPROVED_RES

Since 2024-05-13
NH RA
APPROVED

Since 2014-10-17

Branch Locations

174 Court Street, Laconia, NH 03246-2557 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Laconia	NH	10/2013	Present

10/2013 → Present

Lpl Financial

Laconia, NH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-09-30
S63	Uniform Securities Agent State Law Examination	2014-02-27

S65 Uniform Investment Adviser Law Examination

2014-09-30
S63 Uniform Securities Agent State Law Examination

2014-02-27

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC

CITIZENS SECURITIES, INC.

THE FOUNDRY FINANCIAL GROUP, INC.

LPL ENTERPRISE, LLC

AEGIS WEALTH MANAGEMENT, INC.

PROSPERA FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

ANTHONY JOSEPH ILACQUA

TERRI SPETRINI HARBOUR

David Bochichio

Jason Robert Pochily

Benjamin James Wilson

Joshua Roger Allen

Daniel Joseph Rivet

Sarah Margaret Anderson

Other Offices

CETERA INVESTMENT ADVISERS LLC · LACONIA, NH

CITIZENS SECURITIES, INC. · LACONIA, NH

EDWARD JONES · LACONIA, NH

THE FOUNDRY FINANCIAL GROUP, INC. · LACONIA, NH

THE FOUNDRY FINANCIAL GROUP, INC. · LACONIA, NH

LPL ENTERPRISE, LLC · LACONIA, NH

AEGIS WEALTH MANAGEMENT, INC. · Laconia, NH

PROSPERA FINANCIAL SERVICES, INC. · Laconia, NH

More in Laconia, NH

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