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Keegan Daniel Guy

Filice Retirement Services

San Jose, CA

CRD 7605152

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Employer firm

Filice Retirement Services CRD 135984

Reported services (Item 5G)

  • Pension consulting
  • 401K RETIREMENT PLANS

From the firm’s Form ADV. Read the guides:

Current Employers
Filice Retirement Services

1762 Technology Drive Suite 128, San Jose, CA 95110 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-20
  • CA RA
    APPROVED
    Since 2026-02-20

Branch Locations

1762 Technology Drive Suite 128, San Jose, CA 95110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jensen Financial Dba Filice Retirement Services San Jose CA 03/2022 Present
Filice Insurance Company San Jose CA 02/2021 03/2022
Advanced Nutrients Los Angeles CA 09/2019 Present
Double-Time Entertainment Simi Valley CA 10/2017 11/2020
T.G.I. Friday's Simi Valley CA 09/2010 09/2018
  • 03/2022 → Present
    Jensen Financial Dba Filice Retirement Services
    San Jose, CA
  • 02/2021 → 03/2022
    Filice Insurance Company
    San Jose, CA
  • 09/2019 → Present
    Advanced Nutrients
    Los Angeles, CA
  • 10/2017 → 11/2020
    Double-Time Entertainment
    Simi Valley, CA
  • 09/2010 → 09/2018
    T.G.I. Friday's
    Simi Valley, CA
Other Businesses

Ca. Insurance Agent - License Number 4175644 Sole Proprietor - 1037 Chagall Way, San Jose, CA 95138 Owner - Life and Health Insurance Sales Start date 01/2022 - 1 hour a week

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-07-18
  • S65 Uniform Investment Adviser Law Examination
    2022-07-18

View on SEC IAPD

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