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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-06 |
| WA | RA | APPROVED | 2024-03-21 |
Branch Locations
6716 East Side Dr Ne Suite 5, Tacoma, WA 98422 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nanostring Technologies Inc. | Boulder | CO | 06/2018 | 04/2022 |
| Full-Time Education | Los Angeles | CA | 09/2014 | 08/2017 |
| Get It Done Today Llc | Tacoma | WA | 09/2017 | 05/2018 |
| Sound Reliance Inc. | Tacoma | WA | 07/2022 | 08/2022 |
| Unemployed / Independent Education | Boulder | CO | 04/2022 | 07/2022 |
| Cetera Advisors | St Cloud | MN | 08/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
| Hartley Financial Llc | Tacoma | WA | 04/2025 | Present |
1. NAME OF OTHER BUSINESS: HARTLEY FINANCIAL LLC , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE: 04/2025, POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: MANAGE OFFICE EXPENSES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-28 |
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