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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2026-01-06
TX RA APPROVED 2022-12-01
KS RA APPROVED 2022-10-20
  • MO RA
    APPROVED
    Since 2026-01-06
  • TX RA
    APPROVED
    Since 2022-12-01
  • KS RA
    APPROVED
    Since 2022-10-20

Branch Locations

1200 Main St, Kansas City, MO 64105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Olathe KS 12/2016 Present
Alliance Data Systems Lenexa KS 07/2012 12/2016
Bank Of America, N.A. Olathe KS 09/2022 Present
Other Businesses

OCG LLC Home Rehab Investment Properties 21517 W 50th Terrace, Shawnee KS 66226 Home Remodeling/Rehab Managing Member Managing Member 11/2019 5 hours/week No time devoted during trading hours Budget balancing, invoice processing

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-18
  • S66 Uniform Combined State Law Examination
    2022-10-18
Other Names
  • Juan Francisco Ortiz Cadena
  • Juan F Ortizcadena
  • Juan F Ortiz Cadena
  • Juan Ortiz Cadena
  • Juan O Cadena

View on SEC IAPD

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