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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-17 |
| TX | RA | APPROVED | 2025-01-17 |
Branch Locations
2555-2595 W Chandler Blvd Ci Relationship Management, Chandler, AZ 85224 • United States
3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 11/2017 | Present |
| The Wright House | Mesa | AZ | 10/2014 | 12/2017 |
| Bank Of America, N.A. | Chandler | AZ | 01/2026 | Present |
I*: 1940271 Name of the other business: Uber Whether the business is investment-related: No Address of the other business: Mesa AZ, 85201 Nature of the other business: Driving Your position: Employee Title, or relationship with the other business: Sub contractor driver Start date of your relationship July 19 2024 Approximate number of hours/month you devote to the other business:10 hrs weekly Number of hours you devote to the other business during securities trading hours: 2 hrs weekly Briefly describe your duties relating to the other business: Driving
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-14 |
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