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Nicholas Alexander Ulloa

J.P. Morgan Securities LLC

Westerville, OH

Chicago, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-08-02
TX RA APPROVED 2024-08-02
  • IL RA
    APPROVED
    Since 2024-08-02
  • TX RA
    APPROVED
    Since 2024-08-02

Branch Locations

370 S Cleveland Ave, Westerville, OH 43081 • United States

10 S Dearborn St, Floor 11, Chicago, IL 60603-2300 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P Morgan Securities Llc Chicago IL 07/2022 Present
Mthree Corporate Consulting Ltd Miami FL 01/2022 03/2022
Florida International University Wellness & Recreation Center Miami FL 06/2019 07/2020
Unemployed Miami FL 06/2012 05/2019
Unemployed Miami FL 08/2020 12/2021
Unemployed Miami FL 04/2022 06/2022
  • 07/2022 → Present
    J.P Morgan Securities Llc
    Chicago, IL
  • 01/2022 → 03/2022
    Mthree Corporate Consulting Ltd
    Miami, FL
  • 06/2019 → 07/2020
    Florida International University Wellness & Recreation Center
    Miami, FL
  • 06/2012 → 05/2019
    Unemployed
    Miami, FL
  • 08/2020 → 12/2021
    Unemployed
    Miami, FL
  • 04/2022 → 06/2022
    Unemployed
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-29
S63 Uniform Securities Agent State Law Examination 2022-10-26
  • S66 Uniform Combined State Law Examination
    2024-06-29
  • S63 Uniform Securities Agent State Law Examination
    2022-10-26
Other Names
  • Nicholas Ulloa

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Westerville, OH
ARSENEAU FINANCIAL · WESTERVILLE, OH
ELEVATION FINANCIAL PARTNERS, LLC · WESTERVILLE, OH
LPL FINANCIAL LLC · WESTERVILLE, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Westerville, OH
LPL FINANCIAL LLC · Westerville, OH
LPL FINANCIAL LLC · WESTERVILLE, OH
FIFTH THIRD SECURITIES, INC. · WESTERVILLE, OH

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