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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-08-31 |
| AZ | RA | APPROVED | 2023-08-01 |
Branch Locations
7175 North Pima Canyon Drive, Tucson, AZ 85718 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Tucson | AZ | 09/2022 | Present |
| General Motors | Chandler | AZ | 06/2015 | 08/2022 |
*532829 - Trust; Investment related: Yes; Marana, Arizona; Trust; Trustee/Co-Trustee; 09/2021; During business hours: 0.5; After business hours: 0.50;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 2023-07-13 |
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