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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-10 |
| TN | RA | APPROVED | 2021-09-21 |
Branch Locations
345 Frazier Ave Ste 203, Chattanooga, TN 37405 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Chattanooga | TN | 11/2015 | 09/2021 |
| Lpl Financial, Llc | Chattanooga | TN | 09/2021 | Present |
1. 07/01/2010 - CREST FINANCIAL STRATEGIES, LLC/ BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY/ NOT INVESTMENT RELATED/ 0%/ CHATTANOOGA, TN 2. 09/15/2021 - NORTHSHORE FINANCIAL STRATEGIES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ CHATTANOOGA, TN
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-17 |
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