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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-02-14 |
Branch Locations
24531 Ih 10 W, San Antonio, TX 78257 • United States
1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | San Antonio | TX | 07/2022 | Present |
| Wells Fargo Clearing Services, Llc | San Antonio | TX | 07/2022 | Present |
| Michael Wayne Investment / Collection Department | Virginia Beach | VA | 03/2016 | 04/2017 |
| Chantel Ray/ Canzel Realty | Virginia Beach | VA | 04/2017 | 09/2018 |
| Abrams Realty | Virginia Beach | VA | 09/2018 | 07/2019 |
| Bank Of America | San Antonio | TX | 07/2019 | 09/2021 |
| Harland Clarke / Usa Staffing | San Antonio | TX | 09/2021 | 07/2022 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 2023-01-20 |
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