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Tony Russell Wooten

LPl Financial LLC

Shelbybille, TN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2012-08-03
  • TN RA
    APPROVED
    Since 2012-08-03

Branch Locations

635 N Main St Suite C2, Shelbybille, TN 37160 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Lewisburg TN 08/2012 Present
  • 08/2012 → Present
    Lpl Financial
    Lewisburg, TN
Previous Registrations
  • 2007-09-17 → 2012-08-06
    Edward Jones
    Brentwood, TN
    St Louis, MO
    Pulaski, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-07
S63 Uniform Securities Agent State Law Examination 2006-07-28
  • S66 Uniform Combined State Law Examination
    2007-09-07
  • S63 Uniform Securities Agent State Law Examination
    2006-07-28
Other Names
  • Tony Wooten

View on SEC IAPD

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Christian Cavender
JENNIFER JORDAN FELDHAUS
REBECCA HAZEL CARTER
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Jennifer Moger Dougherty
Charles Houston Williams

Other Offices

CETERA INVESTMENT ADVISERS LLC · SHELBYVILLE, TN
EDWARD JONES · SHELBYVILLE, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SHELBYVILLE, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Shelbyville, TN
STATE FARM INVESTMENT MANAGEMENT CORP. · Shelbyville, TN
EDWARD JONES · SHELBYVILLE, TN
EAGLE STRATEGIES LLC · SHELBYVILLE, TN
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Lynchburg, TN

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