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Tony Russell Wooten

LPl Financial LLC

Shelbybille, TN

CRD 5158164

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2012-08-03
  • TN RA
    APPROVED
    Since 2012-08-03

Branch Locations

635 N Main St Suite C2, Shelbybille, TN 37160 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Lewisburg TN 08/2012 Present
  • 08/2012 → Present
    Lpl Financial
    Lewisburg, TN
Previous Registrations
  • 2007-09-17 → 2012-08-06
    Edward Jones
    Brentwood, TN
    St Louis, MO
    Pulaski, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-07
S63 Uniform Securities Agent State Law Examination 2006-07-28
  • S66 Uniform Combined State Law Examination
    2007-09-07
  • S63 Uniform Securities Agent State Law Examination
    2006-07-28
Other Names
  • Tony Wooten

View on SEC IAPD

Nearby Firms

CETERA INVESTMENT ADVISERS LLC
EDWARD JONES
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Nearby Investors

JAMES ISAAC WILLIAMS
Wayne Michael Cavender
Christian Cavender

Nearby Offices

CETERA INVESTMENT ADVISERS LLC · SHELBYVILLE, TN
EDWARD JONES · SHELBYVILLE, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SHELBYVILLE, TN

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