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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-24 |
| TN | RA | APPROVED | 2014-08-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Shelbyville | TN | 08/2014 | Present |
| Cetera Investment Advisers Llc | Shelbyville | TN | 08/2014 | Present |
| Cetera Investment Services Llc | St.CLoud | MN | 08/2014 | Present |
1.) BOARD OF ZONING APPEALS FOR THE CITY OF SHELBYVILLE, REVIEW EXCEPTIONS, CONDUCT MEETINGS, VOTE <1HR WK. 2.)EPISCOPAL CHURCH OF REDEEMER-SENIOR WARDEN. SETS WORSHIP SCHEDULE, HANDLES CHURCH OPERATIONS AS NEEDED. 3.) BEDFORD COUNTY SHERIFF'S OFFICE RESERVE DEPUTY, TRAFFIC CONTROL1HR WK.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-12-01 |
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