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Arturo Ramirez

Merrill Lynch, Pierce, Fenner & Smith Incorporated

El Cajon, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-01
CA RA APPROVED 2022-11-04
  • TX RA
    APPROVED
    Since 2022-12-01
  • CA RA
    APPROVED
    Since 2022-11-04

Branch Locations

845 N 2Nd St, El Cajon, CA 92021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Vista CA 08/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-03
  • S66 Uniform Combined State Law Examination
    2022-11-03
Other Names
  • Arturo Ramirez
  • Arturo Angulo Ramirez

View on SEC IAPD

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Other Offices

WEALTH ALLIANCE, LLC · El Cajon, CA
LPL FINANCIAL LLC · EL CAJON, CA
VALUE TREND CAPITAL MANAGEMENT LP · EL CAJON, CA
BOLTON SECURITIES CORPORATION · EL CAJON, CA
INSIGNEO ADVISORY SERVICES, LLC · El Cajon, CA
OSAIC WEALTH, INC. · SANTEE, CA
CETERA INVESTMENT ADVISERS LLC · EL CAJON, CA
WELLS FARGO CLEARING SERVICES, LLC · SANTEE, CA

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