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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-11-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| St. Andrew's-Sewanee School | South Pittsburg | TN | 01/2021 | 07/2022 |
| Boehringer-Ingelheim Pharmaceuticals | Ridgefield | CT | 04/2018 | 01/2021 |
| Avadel Pharmaceuticals | Chesterfield | MO | 06/2017 | 02/2018 |
| Kaleo Pharmaceuticals | Richmond | VA | 11/2016 | 06/2017 |
| University Of Tennessee, College Of Law | Knoxville | TN | 11/2015 | 11/2016 |
| Valic Financial Advisors, Inc. | Brentwood | TN | 08/2022 | 06/2023 |
| Agia | Houston | TX | 12/2022 | 06/2023 |
| Regions Bank | Murfreesboro | TN | 06/2023 | 11/2025 |
| Cetera Investment Services Llc | Saint Cloud | MN | 06/2023 | 11/2025 |
| Cetera Investment Advisers Llc | Murfreesboro | TN | 06/2023 | 11/2025 |
| Lpl Financial Llc | Chattanooga | TN | 11/2025 | Present |
| First Horizon Bank | Chattanooga | TN | 11/2025 | Present |
1)11/17/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors - Inv Rel - At Reported Business Location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-20 |
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