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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-09-12 |
| WA | RA | APPROVED | 2022-09-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Seattle | WA | 07/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Seattle | WA | 07/2022 | Present |
| Asucla | Los Angeles | CA | 11/2018 | 06/2022 |
| Tutorfly | Mission Viejo | CA | 06/2020 | 10/2020 |
| Loft | Irvine | CA | 07/2019 | 09/2019 |
| Bath And Body Works | Rancho Santa Margarita | CA | 07/2019 | 09/2019 |
| Mathnasium | Rancho Santa Margarita | CA | 03/2018 | 08/2018 |
| University Of California | Los Angeles | CA | 09/2018 | 05/2022 |
| Jpmorgan Chase Bank, N.A. | Seattle | WA | 06/2021 | 08/2021 |
| Unemployed | Mission Viejo | CA | 09/2016 | 02/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-10 |
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